(c) The management of each such issuer, that either had been required to file an annual report pursuant to section 13(a) or 15(d) of the Act (15 U.S.C. 78m(a) or 78o(d)) for the prior fiscal year or previously had filed an annual report with the Commission for the prior fiscal year, other than an investment company registered under section 8 of the Investment Company Act of 1940, must evaluate, with the.
10/12/2017 · Exchange Act Rules 13a-15 and 15d-15 require certain officers to evaluate the effectiveness of the filer’s disclosure controls and procedures, and Item 307 of Regulation S-K requires the filer to disclose the officers’ conclusions regarding the effectiveness of.
Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: a) designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated.
Each Reporting Company maintains internal control over financial reporting required by Rule 13a-15(f) or Rule 15d-15(f) under the Exchange Act and such internal control is effective in all material respects in providing reasonable assurance regarding the reliability of such Reporting Company’s financial reporting and such Reporting Company’s preparation of financial statements for external purposes in.
SEC.gov | Exchange Act Rules, SEC.gov | Exchange Act Rules, SEC.gov | Exchange Act Rules, SEC.gov | Exchange Act Rules
